-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CTIhR9g74jssRpcJU0rlUoBtJG/buPpKcNUs5F/bJQRpfm1vgoFcG6KhwPQIpsE5 Fdmb+Kd9s6yBst9HBNBF2Q== 0000889812-96-001868.txt : 19961206 0000889812-96-001868.hdr.sgml : 19961206 ACCESSION NUMBER: 0000889812-96-001868 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961205 SROS: NYSE GROUP MEMBERS: JANE LEWIS GROUP MEMBERS: JOSEPH LEWIS GROUP MEMBERS: MANDARIN INC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AVIALL INC CENTRAL INDEX KEY: 0000701650 STANDARD INDUSTRIAL CLASSIFICATION: AIRPORTS, FLYING FIELDS & AIRPORT TERMINAL SERVICES [4581] IRS NUMBER: 650433083 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43471 FILM NUMBER: 96675987 BUSINESS ADDRESS: STREET 1: 2055 DIPLOMAT DR CITY: DALLAS STATE: TX ZIP: 75234-8989 BUSINESS PHONE: 2149565000 MAIL ADDRESS: STREET 1: 2055 DIPLOMAT DR CITY: DALLAS STATE: TX ZIP: 75234-8989 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MANDARIN INC CENTRAL INDEX KEY: 0001015748 STANDARD INDUSTRIAL CLASSIFICATION: [] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 40 LEWIS HOUSE CITY: LYFORD CAY BAHAMAS MAIL ADDRESS: STREET 1: PO BOX N7776 CITY: LYFORD BAHAMAS SC 13D/A 1 AMENDMENT NO. 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Aviall, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 05366B 10 2 ----------------------------------------------------- (CUSIP Number) Kurt Butenhoff c/o Bear Stearns & Co. Inc. 245 Park Avenue, New York, New York 10167 (212) 272-6849 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 2, 1996 ----------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box / /. Check the following box if a fee is being paid with the statement / /. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 7 Pages - ------------------------------------------------------------------------------- CUSIP No. 05366B 10 2 13D Page 2 of 7 Pages -------------------- ----- ----- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Mandarin, Inc. - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not Applicable - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Bahamas - ------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 --------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 849,600 --------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 0 --------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 849,600 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 849,600 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.4% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------------------------------------------------------------- CUSIP No. 05366B 10 2 13D Page 3 of 7 Pages -------------------- ----- ----- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Joseph Lewis - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not Applicable - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United Kingdom - ------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 --------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 849,600 --------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 0 --------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 849,600 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 849,600 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.4% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------------------------------------------------------------- CUSIP No. 05366B 10 2 13D Page 4 of 7 Pages -------------------- ----- ----- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Jane Lewis - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not Applicable - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United Kingdom - ------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 --------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 849,600 --------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 0 --------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 849,600 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 849,600 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.4% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 5 of 7 This Amendment No. 3 to the Schedule 13D filed by Mandarin, Inc. ("Mandarin"), Joseph Lewis and Jane Lewis relates to shares of the Common Stock, $.01 par value per share (the "Common Stock"), of Aviall, Inc. (the "Issuer"). Capitalized terms not otherwise defined herein shall have their respective meanings as set forth in the initial filing on Schedule 13D. Item 3. Source and Amount of Funds or Other Consideration Item 3 is hereby amended by adding the following at the end thereof: "Mandarin has sold 850,100 shares of the Common Stock of the Issuer in open market sales at various prices and in varying amounts between October 9, 1996 and December 2, 1996 for an aggregate sales price of $8,152,532.37." Item 5. Interest in Securities of the Issuer Item 5 is hereby amended and restated in its entirety to read as follows: "Item 5. Interest in Securities of the Issuer Mandarin beneficially owns 849,600 shares of Common Stock of the Issuer, representing 4.4% of such class of securities. The percentage of shares of Common Stock reported beneficially owned is based upon 19,525,379 shares outstanding as of November 4, 1996 as reflected in the Issuer's Quarterly Report on Form 10-Q for the quarterly period ended September 30, 1996, as filed with the Securities and Exchange Commission. The Reporting Persons share voting and dispositive power with respect to all of the shares of Common Stock owned by Mandarin. The trading dates, number of shares purchased or sold, price and manner of trade for Mandarin during the period from October 9, 1996 to December 2, 1996 is set forth on Schedule A hereto. The transactions described above constitute the only transactions in the shares of Common Stock of the Issuer which have been effected by any of the Reporting Persons during such period. On December 2, 1996, Mandarin ceased to be the beneficial owner of more than 5% of the Issuer's Common Stock." Page 6 of 7 Signature --------- The undersigned, after resonable inquiry and to the best of their knowledge and belief, certify that the information set forth in this statement is true, complete and correct. Dated: December 3, 1996 MANDARIN, INC. By: /s/Joseph Lewis ------------------------------------------- Joseph Lewis, Director By: /s/Joseph Lewis ------------------------------------------- Joseph Lewis, Individually By: /s/Jane Lewis ------------------------------------------- Jane Lewis, Individually Page 7 of 7 SCHEDULE A Type of Security Trade Date Quantity Sales Price Per Share Effected - ---------------- ---------- -------- --------------------- -------- Common Stock 9-Oct-96 35,000 $ 8.1936 Open Market Common Stock 10-Oct-96 50,000 $ 8.0650 Open Market Common Stock 10-Oct-96 10,400 $ 8.1900 Open Market Common Stock 15-Oct-96 15,000 $ 8.0650 Open Market Common Stock 12-Nov-96 10,000 $ 8.3150 Open Market Common Stock 13-Nov-96 29,700 $ 10.1921 Open Market Common Stock 2-Dec-96 700,000 $ 9.8150 Open Market Totals: 850,100 -----END PRIVACY-ENHANCED MESSAGE-----